Whether it be for a startup, artistic endeavor, or real estate investment, you may have to comply with securities laws. Learn why securities law can apply in unlikely situations and how having an experienced securities attorney on your team can help you navigate the fundraising minefield.
Read MoreThe SEC has reduced disclosure requirements for Rule 506(b) offerings sold to non-accredited investors so they match those in Regulation A.
Read MoreStarting in December individuals may be accredited based upon their credentials, and issuer employees may be accredited based upon their "knowledge." However, there is no bright-line test to determine which employees are sufficiently knowledgeable to be accredited investors.
Read MoreOn March 4, 2020, the Securities and Exchange Commission (SEC) proposed a new rule, which would clarify and harmonize integration concepts for several types of exempt offerings. The new rule also would shorten the safe harbor in Regulation D from six months to 30 days
Read MoreA recent SEC report reveals that Rule 506(b) remains the overwhelming choice for capital raises among small businesses.
Read MoreThe SEC recently proposed a rule change which would expand and modernize the definition of accredited investor.
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