Bach to Business

Our award-winning blog draws from Elizabeth Whitman’s background in and passion for classical music to illustrate creative solutions for complex legal challenges for businesses and real estate investors.

Posts tagged 506(b)

Simplified Rule 506(c) Investor Verification Takes Effect March 15

Effective March 15, 2021 most Rule 506(c) issuers need only verify an investor's accredited status once every five years.

Real Estate InvestmentsElizabeth WhitmanFebruary 9, 2021accredited investor, accredited investor verification, 506(c), 506(b), rule 506(c), Rule 506, Rule 506(b)

Issuers Need to Prepare Before Allowing Investments Under the New Accredited Investor Definition

Issuers should modify offering materials and forms and develop new policies before selling securities to new categories of accredited investors.

Securities LawElizabeth WhitmanNovember 30, 2020506(b), accredited investor, knowledgeable employee, spousal equivalent, private placement

Rule 506(b) Offerings Continue to Dominate Small Business and Real Estate Equity Offerings

A recent SEC report reveals that Rule 506(b) remains the overwhelming choice for capital raises among small businesses.

Business Law, Finance, Securities Law, Real Estate InvestmentsElizabeth WhitmanJanuary 12, 2020506(b), 506(c), rule 506, rule 147, Regulation A, regulation d, Regulation A+, securities regulation, crowdfunding, capital formation, advocate for small business capital formation