finder — Blog — Whitman Legal Solutions LLC

Posts tagged finder

Paul Anka and Matchmaking for Investors: the SEC’s Proposed Finder Rule May Be Getting a Second Chance

Nearly five years after it was first proposed, the SEC appears to be returning its attention to the finder rule proposed during the the first Trump Administration.

Securities Law, Music Business, Business LawElizabeth WhitmanAugust 4, 2025finder, paul anka, fiddler on the roof, yente, broker-dealer, transaction-based compensation

SEC Proposes Finder Rule

The Securities and Exchange Commission has proposed a rule that would, under limited circumstances, allow unlicensed individuals to be compensated finders in certain securities transactions.

Securities Law, Business LawElizabeth WhitmanOctober 13, 2020finder, transaction-based compensation, Rule 506(b), The Hermitage, The miller who was a wizard, broker-dealer, paul anka, sokolovsky, private placement

Bach to Business

Our award-winning blog draws from Elizabeth Whitman’s background in and passion for music to illustrate creative solutions for complex legal challenges in business and real estate investing.