According to a recent SEC report, Rule 506 continued to be the most popular exeemption for real estate securities offerings in 2023.
Read MoreNew SEC rules harmonize Rule 506(b) and Regulation A disclosure requirements and make it easier for issuers to include nonaccredited investors in their offerings.
Read MoreEffective March 15, 2021 most Rule 506(c) issuers need only verify an investor's accredited status once every five years.
Read MoreThe SEC has reduced disclosure requirements for Rule 506(b) offerings sold to non-accredited investors so they match those in Regulation A.
Read MoreThe SEC has made it easier for issuers to verify accredited status for repeat investors under Rule 506(c).
Read MoreThe SEC has adopted a rule expanding the definition of accredited investor to include certain securities professionals, knowledgeable employees of the issuer, and others.
Read MoreOn March 4, 2020, the Securities and Exchange Commission (SEC) proposed a new rule, which would clarify and harmonize integration concepts for several types of exempt offerings. The new rule also would shorten the safe harbor in Regulation D from six months to 30 days
Read MoreOn July 15, 2019, SEC and NAASA recently released a Joint Summary of securities law concerns for Qualified Opportunity Zone Funds. Although these funds can provide significant tax benefits, fund sponsors must be careful to comply with securities laws when selling them to investors.
Read MoreIn 2015, the US Securities and Exchange Commission (SEC) adopted what has become known as Regulation A+. Like transposing instruments, Regulation A+ was designed to make it easier for small businesses to raise new capital. Yet, just as an A played on alto clarinet sounds like a G, Regulation A+ doesn’t provide an A+ solution for all businesses or issuers.
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